Follow-up to SEC’s Stay of Rule Change Barring NARs in FINRA Arbitration
Earlier this year, I blogged here about the SEC’s staying of a rule change (previously approved by the SEC) to FINRA’s arbitration rules barring non-attorney representatives (NARs) from representing parties in its forum. The Stay Order was an extremely unusual move by the SEC, and certainly raised many questions. I just became aware [catching up … Continue reading Follow-up to SEC’s Stay of Rule Change Barring NARs in FINRA Arbitration