FINRA Dispute Resolution Task Force Issues Interim Summary of Key Issues
In June (yes, I am behind on my blogging), the FINRA Dispute Resolution Task Force, which FINRA formed last summer (see here), issued an “Interim Summary of Key Issues” to “alert users of the forum, arbitrators, mediators and the general public to its current thinking on the key issues before it.” While the Task Force … Continue reading FINRA Dispute Resolution Task Force Issues Interim Summary of Key Issues