Second Circuit affirms denial of motion to compel FINRA arbitration on grounds of waiver
Last week, the Second Circuit Court of Appeals affirmed the denial of FINRA arbitration to a customer of a broker-dealer on the grounds of waiver. In Louisiana Stadium Exposition District v. Merrill Lynch, 10-889-CV (Nov. 22, 2010), the Court affirmed a district court’s order denying a motion to compel arbitration on the grounds that the … Continue reading Second Circuit affirms denial of motion to compel FINRA arbitration on grounds of waiver