Update: Investor Protection Act and Securities Arbitration
On November 5, I blogged (here) about the House Financial Services Committee’s Investor Protection Act and its provision empowering the SEC to enact regulations banning mandatory arbitration in customer-broker account agreements. In that post, I wrote: “I don’t quite understand the significance of this provision, as I understood that the SEC already has the authority under the … Continue reading Update: Investor Protection Act and Securities Arbitration