FINRA Brings Enforcement Action Against Charles Schwab For Class Action Waiver in its Customer Agreement
In a very interesting development with implications for the fate of class action waivers in the securities dispute context, FINRA Enforcement filed a complaint today against broker-dealer and FINRA member Charles Schwab for including a class action waiver in its customer agreement. Schwab had amended its customer agreement to include the class action waiver in October … Continue reading FINRA Brings Enforcement Action Against Charles Schwab For Class Action Waiver in its Customer Agreement