Category Archives: Public Policy

Schwab removes class action waiver from customer agreements

Responding to substantial pressure from regulators and the investing public, the brokerage firm Charles Schwab reversed itself and eliminated the class action waiver clause from its pre-dispute arbitration clause in its customer account agreements. See news coverage here. Readers of this blog know from my previous posts that in early 2012 FINRA brought a disciplinary … Continue reading Schwab removes class action waiver from customer agreements

FINRA Dispute Resolution Pilots Telephonic Mediation for Small Claims

FINRA Dispute Resolution announced yesterday that it will launch a pilot program to offer pro bono or reduced-fee telephonic mediation to parties whose dispute has a dollar value $50,000 or less. Kudos to FINRA for devising this low cost option to benefit investors of modest means whose claims are too small to make an arbitration … Continue reading FINRA Dispute Resolution Pilots Telephonic Mediation for Small Claims

Nitro-Lift Technologies v. Howard: Forum Selection and the FAA Savings Clause

As I argued in a recent post, Nitro-Lift Technologies v. Howard, 568 U.S. ___ (2012), is another in an increasingly long line of cases that trample on state sovereignty in the name of the Supreme Court’s fabricated “federal policy favoring arbitration.” The question for state courts chafing under this regime is whether legal strategies exist … Continue reading Nitro-Lift Technologies v. Howard: Forum Selection and the FAA Savings Clause

Nitro-Lift Technologies v. Howard: The Arbitration Locomotive Rolls On

As Jill Gross suggested in her post the other day, there is nothing novel about the Supreme Court’s per curiam decision in Nitro-Lift Technologies v. Howard, 568 U.S. ___ (2012). And the fact that the case seems unexceptional is powerful evidence for how extreme the Supreme Court’s arbitration jurisprudence has become. Like most states, Oklahoma has … Continue reading Nitro-Lift Technologies v. Howard: The Arbitration Locomotive Rolls On

A Stumble in the March of Adjudicative Privatization: Delaware Chancery Arbitration Scheme Declared Unconstitutional

Last winter, I wrote about the Delaware Court of Chancery’s arbitration scheme, in which the court hired out its Chancery Judges to serve as “private” arbitrators, deciding in secret cases they otherwise would have been deciding in public, with proceeds from the five-figure fees going into court coffers. The scheme was a grotesque, if predictable, … Continue reading A Stumble in the March of Adjudicative Privatization: Delaware Chancery Arbitration Scheme Declared Unconstitutional

Gender and Attorney Negotiation Ethics

My piece (w/ Jess Alberts) entitled Gender and Attorney Negotiation Ethics is now up on SSRN.  Frequent Indisputably readers will remember that it was a part of last December’s Washington University New Directions in Negotiation and ADR Conference and appears as part of an ADR symposium issue in Wash U’s Journal of Law and Policy.  The abstract is below. Building on a prior … Continue reading Gender and Attorney Negotiation Ethics

Helfland on Religion and Arbitration

If you’re not a regular reader of Prawfsblog, you’ve missed out on some excellent guest blogging by Michael Helfland (Pepperdine).  Helfland’s primary interest areas are arbitration and the intersection between law and religion and, not surprisigly, his Prawfs posts of interests focus on those two themes. In the first post he uses a case out Florida involving the Church of … Continue reading Helfland on Religion and Arbitration

What do the Mets, Bernie Madoff, and Mario Cuomo have in Common?

If you’ve been paying attention today’s news, you’ve probably heard that the owners of the New York Mets baseball team and Irving Pickard, the trustee for the Madoff vicitms, settled the Trustee’s claim for $1billion in damages for a reported $162million.  This article in the NYTimes gives some interesting information about the case generally and … Continue reading What do the Mets, Bernie Madoff, and Mario Cuomo have in Common?