FINRA proposes changes to arbitrator list selection procedures
The SEC has published for public comment a proposed FINRA rule change to the process for selecting arbitrators in FINRA Dispute Resolution arbitrations. The new rule would increase the number of arbitrators on the lists generated by FINRA’s neutral list selection system that are sent to the parties as potential arbitrators for a particular case. Currently, in a … Continue reading FINRA proposes changes to arbitrator list selection procedures