All posts by Jill Gross

SEC Approves New Discovery Guide for FINRA Arbitration

After more than six years in development, and hundreds of public comment letters on two different proposed versions, the SEC approved a revised Discovery Guide applicable to customer cases in FINRA securities arbitration. FINRA is one of the few arbitration forums mandating automatic production of “presumptively discoverable” documents and information in arbitrations brought by customers … Continue reading SEC Approves New Discovery Guide for FINRA Arbitration

Lande’s New Book on Planned Early Negotiation

The ABA has just released a new book on Planned Early Negotiation authored by John Lande, Isidor Loeb Professor and Director, LL.M. Program in Dispute Resolution, University of Missouri School of Law. The book, which includes a CD with numerous practical forms, is entitled “Lawyering with Planned Early Negotiation:  How You Can Get Good Results for … Continue reading Lande’s New Book on Planned Early Negotiation

Creighton to Host 5th Annual ADR Works-in-Progress Conference

The Werner Institute at Creighton University School of Law has announced that, on November 4-5, 2011 in Omaha, Nebraska, it will host the 5th AALS Section on Dispute Resolution Works-in-Progress Conference for scholars who are teaching and researching in Dispute Resolution. Attendance will be free of charge. For more information on the conference, visit: http://www.creighton.edu/werner/2011WIPConference. If … Continue reading Creighton to Host 5th Annual ADR Works-in-Progress Conference

Volunteer Judges and Mediators Needed for National Finals of Mediation in Representation Competition

The ABA Section of Dispute Resolution seeks experienced mediators and lawyers to be judges and mediators for the Representation in Mediation Competition National Finals. Final Rounds will take place in conjunction with the Section’s Spring Conference at the Sheraton Downtown Denver, in Denver, Colorado, April 13-14. In this competition, law students role-play as attorneys and … Continue reading Volunteer Judges and Mediators Needed for National Finals of Mediation in Representation Competition

Second Circuit Once Again Refuses to Enforce an Arbitration Clause in a Credit Card Agreement With A Class Action Waiver

Yesterday, the Second Circuit Court of Appeals reaffirmed its earlier decision in In re Am. Express. Merchs. Litig., 554 F.3d 300 (2009), that a pre-dispute arbitration clause in a credit card agreement (American Express) was not enforceable because it contained a provision requiring consumers to waive their rights to pursue claims as a class. See … Continue reading Second Circuit Once Again Refuses to Enforce an Arbitration Clause in a Credit Card Agreement With A Class Action Waiver

Texas Judge Enjoins FINRA Arbitrations To Preserve Respondents’ Assets for Class Action Settlement

A federal district court judge’s decision a few weeks ago to issue a TRO to enjoin several FINRA arbitrations against Securities America so as to preserve the broker-dealer’s assets to pay a class action settlement reached in the district court has drawn a lot of media coverage. Earlier today, Professor Black posted on the Securities … Continue reading Texas Judge Enjoins FINRA Arbitrations To Preserve Respondents’ Assets for Class Action Settlement