In the shameless art of self-promotion category, I am announcing that registration is open for PLI’s annual continuing legal education program on Securities Arbitration, which I am chairing. I am posting here the formal announcement: In the past year, FINRA sought SEC approval of major rule changes empowering customers to choose an all-public panel in … Continue reading Annual PLI Securities Arbitration Program →

Late last week, the Second Circuit affirmed a denial of a vacatur motion in the context of a $400 million FINRA arbitration award. In STMicroelectronics, N.V. v. Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. June 2, 2011), Credit Suisse moved to vacate an award against it arising out of its sale of … Continue reading Second Circuit Affirms $400 Million FINRA Arbitration Award →

As Art mentioned yesterday, the Supreme Court, in CompuCredit Corp. v. Greenwood, 79 U.S.L.W. 3442, 2011 WL 220683 (U.S. May 2, 2011), agreed to decide next term the following Question Presented: “Whether claims arising under the Credit Repair Organizations Act, 15 U.S.C. § 1679 et seq., are subject to arbitration pursuant to a valid arbitration … Continue reading Supreme Court Grants Cert to Decide Arbitrability of Federal Claim →

Most of our loyal readers know that the deafening silence on the blog this week is due to the fact that we are all in Denver at the ABA Dispute Resolution Spring Conference, attending as many of the 90 plus program offerings, Section Council meetings, Section subcommittee meetings, dine-arounds and social events that we can. … Continue reading Greetings from Denver – ABA DR Spring Conference →

How could I not blog about the Ninth Circuit’s decision earlier this week in Facebook, Inc. v. ConnectU, Inc., No. 08-16745, 2011 U.S. App. LEXIS 7430 (9th Cir. April 11, 2011)? It involves the interaction of three of my favorite things: ADR, Securities Law and Facebook. The primary ADR issue before the Ninth Circuit was … Continue reading ADR, Securities Law and Facebook – I “like” →

After more than six years in development, and hundreds of public comment letters on two different proposed versions, the SEC approved a revised Discovery Guide applicable to customer cases in FINRA securities arbitration. FINRA is one of the few arbitration forums mandating automatic production of “presumptively discoverable” documents and information in arbitrations brought by customers … Continue reading SEC Approves New Discovery Guide for FINRA Arbitration →

The ABA has just released a new book on Planned Early Negotiation authored by John Lande, Isidor Loeb Professor and Director, LL.M. Program in Dispute Resolution, University of Missouri School of Law. The book, which includes a CD with numerous practical forms, is entitled “Lawyering with Planned Early Negotiation:  How You Can Get Good Results for … Continue reading Lande’s New Book on Planned Early Negotiation →

The Werner Institute at Creighton University School of Law has announced that, on November 4-5, 2011 in Omaha, Nebraska, it will host the 5th AALS Section on Dispute Resolution Works-in-Progress Conference for scholars who are teaching and researching in Dispute Resolution. Attendance will be free of charge. For more information on the conference, visit: http://www.creighton.edu/werner/2011WIPConference. If … Continue reading Creighton to Host 5th Annual ADR Works-in-Progress Conference →

The ABA Section of Dispute Resolution seeks experienced mediators and lawyers to be judges and mediators for the Representation in Mediation Competition National Finals. Final Rounds will take place in conjunction with the Section’s Spring Conference at the Sheraton Downtown Denver, in Denver, Colorado, April 13-14. In this competition, law students role-play as attorneys and … Continue reading Volunteer Judges and Mediators Needed for National Finals of Mediation in Representation Competition →

Yesterday, the Second Circuit Court of Appeals reaffirmed its earlier decision in In re Am. Express. Merchs. Litig., 554 F.3d 300 (2009), that a pre-dispute arbitration clause in a credit card agreement (American Express) was not enforceable because it contained a provision requiring consumers to waive their rights to pursue claims as a class. See … Continue reading Second Circuit Once Again Refuses to Enforce an Arbitration Clause in a Credit Card Agreement With A Class Action Waiver →