All posts by Jill Gross

Ken Feinberg on How to Settle a Dispute

Today’s New York Times Magazine, on it’s “One-Page Magazine” feature, included these succinct remarks on dispute settlement from Kenneth Feinberg, a well-known negotiator: “In all the negotiations I do, there’s a priority list: One, know the facts. Two, be dogged. Three, keep an open mind. Next, be creative in getting to ‘yes.’ Finally, a very … Continue reading Ken Feinberg on How to Settle a Dispute →

Harvard Negotiation and Mediation Clinic Seeking Clinical Fellow

Robert C. Bordone, the Director of Harvard’s Negotiation & Mediation Clinical Program, posted this announcement today on various listservs: “I’m happy to report that our negotiation and mediation clinic is growing once again. We will be adding a new Clinical Fellow position to our team as soon as can identify a strong candidate. This position is … Continue reading Harvard Negotiation and Mediation Clinic Seeking Clinical Fellow →

FINRA Dispute Resoution Launches Pilot Program to Administer Large Cases

Earlier this week, FINRA DR announced that it has launched a pilot program designed to allow parties to customize the administration of cases involving damages of $10 million or more. Parties who choose to opt into the pilot can “bypass” some of FINRA’s arbitration rules, and design their own administrative process to enhance party flexibility … Continue reading FINRA Dispute Resoution Launches Pilot Program to Administer Large Cases →

SDNY Court Voids Arbitration Clause with Class Action Waiver

Judge Denise Cote in the U.S. District Court for the Southern District of New York last week held that a class action waiver in a pre-dispute arbitration clause in eBooks purchasers’ customer agreements rendered the arbitration agreement unenforeceable because the costs of pursuing claims individually would not permit individuals to vindicate their statutory rights.  See In re Electronic Books … Continue reading SDNY Court Voids Arbitration Clause with Class Action Waiver →

Microsoft adding class action waiver to its consumer contracts

Not surprisingly, as reported here by the Legal Skills Prof Blog yesterday, Microsoft announced that it was revising all of its consumer contracts to add class action waivers.  Consumers will be able to pursue low dollar value disputes individually in either small claims court or arbitration, but will not be able to aggregate them with … Continue reading Microsoft adding class action waiver to its consumer contracts →

District court denies Schwab’s request for declaratory judgment against FINRA

Earlier this year, I blogged about the spat between FINRA and Charles Schwab over Schwab’s class action waiver in its customer agreement’s arbitration provision.  Schwab sought a declaratory judgment from the court that its class action waiver did not violate FINRA’s rules and/or that AT&T Mobility v. Concepcion barred FINRA from enforcing its rule to … Continue reading District court denies Schwab’s request for declaratory judgment against FINRA →

District court compels arbitration in Concepcion

I’ve emerged from grading finals to discover that the AT&T Mobility v. Concepcion case has entered a  new chapter.  As most readers know, the Supreme Court, in its April 2011 opinion, reversed the district court’s denial of AT&T Mobility’s motion to compel arbitration, and remanded the case back to the district court for “further proceedings consistent with … Continue reading District court compels arbitration in Concepcion →

SEC Approves Rule Change to Raise the Cap for FINRA Simplified Arbitration Claims to $50,000

Yesterday the SEC approved a FINRA-proposed rule change to raise the cap for Simplified Arbitration claims (i.e., paper hearings) from $25,000 to $50,000. As I wrote in a comment letter filed in support of the rule change proposal, which the SEC quoted in its approval order, the higher claim limit should “benefit investors by enhancing … Continue reading SEC Approves Rule Change to Raise the Cap for FINRA Simplified Arbitration Claims to $50,000 →

SEC Approves FINRA Proposal to Exempt Collective Actions from FINRA Arbitration

In January, I reported here that FINRA had filed a rule change proposal with the SEC to amend FINRA Dispute Resolution’s Code of Arbitration Procedure to clarify that collective actions are not arbitrable in the forum.  The SEC granted accelerated approval earlier this month.  The approval order explains that FINRA amended slightly its proposal in response … Continue reading SEC Approves FINRA Proposal to Exempt Collective Actions from FINRA Arbitration →