All posts by Jill Gross

Follow-up to SEC’s Stay of Rule Change Barring NARs in FINRA Arbitration

Earlier this year, I blogged here about the SEC’s staying of a rule change (previously approved by the SEC) to FINRA’s arbitration rules barring non-attorney representatives (NARs) from representing parties in its forum. The Stay Order was an extremely unusual move by the SEC, and certainly raised many questions. I just became aware [catching up … Continue reading Follow-up to SEC’s Stay of Rule Change Barring NARs in FINRA Arbitration →

Remembrance Celebration for Elayne Greenberg

With permission from St. John’s Law School, I am sharing information regarding some remembrances the school has planned for Elayne: Join Us to Celebrate the Life of Professor Elayne Greenberg The Law School community will be gathering with Professor Elayne Greenberg’s son, Carey Alexander ‘12, and her partner, Dr. Robert Kass, for a remembrance celebration. … Continue reading Remembrance Celebration for Elayne Greenberg →

AAA-ICDR and JAMS Foundations Support Ray Corollary Initiative

From FOI Tracy Frisch, Senior Counsel for AAA: I wanted to take a moment to bring this important development to your attention (and your inboxes!) Yesterday, the AAA-ICDR Foundation and the JAMS Foundation announced that they have partnered to create a joint grant of $750,000 to support the Ray Corollary Initiative (RCI, Inc.), and all … Continue reading AAA-ICDR and JAMS Foundations Support Ray Corollary Initiative →

SEC Stays Its Order Approving FINRA Rule Change Barring Compensated Non-Attorney Representation

Last month, I blogged here about an important rule change that the SEC approved for FINRA Dispute Resolution. After years of debate about the potential harm to investors by allowing non-attorneys to represent investors in securities arbitration and mediations, FINRA proposed barring them from its forum, if they are compensated. [See the prior post for … Continue reading SEC Stays Its Order Approving FINRA Rule Change Barring Compensated Non-Attorney Representation →

Compensated Non-Attorney Representation Banned in FINRA Arbitrations and Mediations

On January 11, 2024, the Securities and Exchange Commission approved a rule change to its Codes of Arbitration Procedure and Mediation Procedure — proposed by FINRA — to bar individuals who are not attorneys from representing parties in the FINRA Dispute Resolution forum. Before the rule change, FINRA banned non-attorney representation in its arbitration and … Continue reading Compensated Non-Attorney Representation Banned in FINRA Arbitrations and Mediations →

ADR Scholarship Projects (Jan. 2024)

From BFOI Peter Reilly (Texas A&M): Let me open this edition with gratitude for Quinnipiac-Yale’s wonderful Works-in-Progress conference that took place in October…huge thanks again to Charlie Pillsbury, Carrie Kass, and Jen Brown for an excellent, fun, and productive conference!!! Ava Abramowitz (GW Law), Ken Webb (Kenn Webb Consulting, LLC) and Jennifer Shack (RSI) This is the fourth update on … Continue reading ADR Scholarship Projects (Jan. 2024) →

Latest Edition of Alternatives

CPR’s (International Institute for Conflict Prevention and Resolution) monthly newsletter, Alternatives, recently released its October edition. Here is the line-up of interesting articles: International ADR ‘This Train Still Runs’: The Railway Case that Defines Arbitration Legislation and Practice By Adam Samuel CPR News Waxman Will Depart CPR At the End of October By Russ Bleemer  … Continue reading Latest Edition of Alternatives →